LEGAL NOTICE

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Professional regulations: Sections 34c, 34d, 34f German Industrial Code (Gewerbeordnung – GewO); Sections 59-68 German Insurance Contract Act (Versicherungsvertragsgesetz), German Regulations on Insurance Mediation (Versicherungsvermittlungsverordnung – VersVermV), German Regulation on Financial Investment Brokerage (Finanzanlagenvermittlungsverordnung). The professional rules of conduct can be viewed and retrieved from the website www.gesetze-im-internet.de operated by the German Federal Ministry of Justice and juris GmbH.

 

Mandatory information pursuant to Section 11 VersVermV and other mandatory information:

 

Permit to pursue professional activity as an insurance broker in accordance with Section 34d(1) GewO
granted on 19.07.2007.

Southern Upper Rhine Chamber of Commerce (IHK Südlicher Oberrhein). Broker register No.: D-CIZ5-W2UBH-19

Permit to pursue professional activity as an investment broker in accordance with Section 34f(1)(1) GewO

granted on 10.07.2014. Southern Upper Rhine Chamber of Commerce (IHK Südlicher Oberrhein).
Broker register No.: D-F-126-BFIZ-17

Permit to pursue professional activity as a broker in accordance with Section 34c(1)(1 & 2) GewO

granted on 15.01.1999. Breisgau-Hochschwarzwald Administrative District Office

Permit to pursue professional activity as a mortgage broker in accordance with Section 34i(1) GewO
granted on 20.02.2017. Southern Upper Rhine Chamber of Commerce (IHK Südlicher Oberrhein).

Broker register No.: D-W-126-WGD8-63 (registration attached).

 

Supervisory office for professional activity in accordance with Section 34c(1)(1 & 2) GewO:

City of Freiburg im Breisgau/Trade Licensing Office (Gewerbeamt), Basler Strasse 2, 79100 Freiburg im Br., Germany

 

Supervisory office for professional activity in accordance with Section 34d(1) GewO and Section 34f(1)(1) GewO:

Southern Upper Rhine Chamber of Commerce (IHK Südlicher Oberrhein), Schnewlinstrasse 11-13, 79098 Freiburg im Br., Germany

 

Joint registry for checking entries in the register:

Association of German Chambers of Commerce and Industry
(Deutscher Industrie- und Handelskammertag (DIHK) e.V.) Breite Strasse 29, 10178 Berlin, Germany

Phone +49 ([0]180) 50 05 85 0 (14 euro cents/min. from German landlines, max. 42 euro cents/min. from mobile networks)

Retrieve registry data at: www.vermittlerregister.info

 

Participating interests: The broker has no participating interests of 10% or more in the voting rights or capital of any insurance company. No insurance companies or parent companies of insurance firms have stakes of 10% or more in the broker’s business.

 

Arbitration board:

Insurance ombudsman (Versicherungsombudsmann e.V.), Postfach 080632, 10006 Berlin, Germany, www.versicherungsombudsmann.de

Ombudsman for private health and nursing care insurance (Ombudsmann Private Kranken- und Pflegeversicherung), Postfach 06 02 22, 10052 Berlin, Germany, www.pkv-ombudsmann.de

Ombudsmen for private building societies (Ombudsleute der privaten Bausparkassen), Postfach 30 30 79, 10730 Berlin, Germany, www.bausparkassen.de

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